Designated Professional Body (Investment Business)
FSMA 2000 makes provision for the designation of certain professional bodies, whose member firms can take advantage of an exemption from the general prohibition of carrying on activities that are regulated by the FSMA.
Designated Professional Body (Investment Business)
This course will enable you to
About the course
Designated Professional Body (Investment Business) refers to organisations authorized by regulatory bodies like the Financial Conduct Authority (FCA) to supervise and regulate the conduct of professionals and firms involved in investment business activities.
These bodies ensure compliance with industry standards and regulations, enhancing investor protection and maintaining the integrity of financial markets. Their oversight plays a crucial role in upholding professionalism and ethical conduct within the investment sector.
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Contents
How it works
Author
Steve Collings
Steve is Director at Leavitt Walmsley Associates, a firm of Certified Chartered Accountants. He is an internationally recognised speaker, writer and commentator on all matters to do with financial reporting and auditing. Steve is a prolific author, having written over 25 books and currently represents the North West of England on ACCA’s Practice Network Panel.
